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STRATEGIES
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ARE YOU AN ACCREDITED INVESTOR? (MUST MEET ONE OF THE QUALIFICATIONS BELOW)
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1. You have earned income that exceeded $200,000 in each of the prior two years, and reasonably expect the same for the current year ($300,000 together with a spouse or spousal equivalent).
2. You have a net worth over $1 million, either alone or together with a spouse or spousal equivalent (excluding the value of your primary residence).
3. You hold in good standing a Series 7, 65 or 82 license.
The SEC defines an "Accredited Investor" under Regulation D of Securities Act of 1933 as someone who meets at least ONE of these three requirements. This form and webpage are intended only for those who meet these requirements. If you do not meet these requirements, we kindly ask you to close this webpage and refrain from filling out this form. We appreciate your understanding and cooperation. Thank you.
ARE YOU A QUALIFIED CLIENT? (MUST MEET ONE OF THE QUALIFICATIONS BELOW)
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1. You have a net worth more than $2.2 million (together with assets held jointly with a spouse).
2. You’re a natural person or family-owned business that owns at least $5 million in investments (Elements of the portfolio in question may not include a primary residence, nor property used in the normal conduct of business).
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PLEASE CHECK ALL THAT APPLY. I HAVE INVESTED IN
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